Author name: SecurityFraudLawyer

WashingtonD.C. Aug. 19, 2021 — The Securities Exchange CommissionToday, open data enhancements were announced that allow public access to financial […]

WashingtonD.C. Aug. 18, 2021 — The SecuritiesAnd Exchange CommissionToday, three former employees were charged with insider trading. Netflix Inc. Two

WashingtonD.C. Aug. 17, 2021 — The SecuritiesAnd Exchange CommissionToday, settled charges were announced against Murchinson Ltd.; its principal. Marc Bistricer;

The Securities and Exchange Commission today announced that Pearson plc London-based public company that provides educational publishing and other services

Based on information available from recently released documents, financial advisor Salvatore Pizzimenti of Worden Capital has been barred from the

Haselkorn & Thibaut, P.A., a national investor law firm, is investigating claims of unsuitable investment recommendations against Mark Barrand who

The investigation into Edward E. Matthes’ activities was initiated when a client sounded off FINRA (Financial Industry Regulatory Authority) in

The investment fraud attorneys at Haslkorn & Thibaut are investigating James Blake Daughtry while at Kestra Investment Services for alleged financial

Morgan Stanley discharged advisor Candido Viyella in 2020 “after allegations were made accusing him of participation in an outside investment

Former Geneos Wealth Management financial advisor Bradley Joseph Tennison has been barred by the Securities and Exchange Commission (SEC). He