SEC Charges Penny Stock CompanyCEO OthersWith Multi-Million Dollar Fraud

WashingtonD.C. Aug. 16, 2021 — The Securities Exchange CommissionToday, the company announced that it had charged an issuer, its CEO and six other entities with taking part in a scheme to defraud penny stock investors. TheSEC also charged several participants with operating as unregistered dealer, and obtained emergency relief in an effort to stop their …

SEC Charges Penny Stock CompanyCEO OthersWith Multi-Million Dollar Fraud Read More »

source https://financialadvisorcomplaints.com/sec-charges-penny-stock-companyceo-otherswith-multi-million-dollar-fraud/

Leave a Comment

Your email address will not be published. Required fields are marked *

Scroll to Top